SERVICE TEAMS

As an investment manager, when you partner with us you gain access to the skills of our four highly qualified specialist service teams:

Distribution

Broadening reach, building assets

Marketing

Building brands, driving engagement

Operations

Portfolio and fund service excellence

Compliance

Mitigating risk, meeting regulations

Our teams enable you to build your profile, broaden your reach and build assets over the long term, so you can focus on investing.

DISTRIBUTION

Led by John Clothier, our team of highly experienced business development professionals has proven success building assets for our investment managers thanks to the strength and breadth of the team’s retail and institutional relationships.

Retail

  • Strategic planning
  • Dealer groups
  • Financial advisers
  • Platforms / Wraps
  • White labels
  • Sponsorships
  • Industry events
  • Due diligence

Institutional

  • Strategic planning
  • Superannuation funds
  • Family office trusts
  • Industry events

Research

  • Ratings agencies
  • Asset consultants
  • Review preparation

MARKETING

Our specialist marketing and communications service is led by Anthony Pesutto. Anthony ensures brand and investment capabilities are consistently presented and promoted to the right audiences at the right time through the most effective channels to build recognition and engagement.

Marketing

  • Brand
  • Marketing collateral
  • Digital / Social
  • Campaigns
  • Advertising

Communication

  • PR
  • Content development
  • Editing / Proofing

Events, sponsorship

  • Conferences
  • Industry events
  • Roadshows

OPERATIONS

Sam Cole leads our operations effort with George Wilson responsible for managing the team’s day-to-day operational requirements.

From portfolio administration to fund services, the team’s breadth of capabilities creates operational efficiencies for our investment managers enabling you to focus on investing.

Portfolio administration

  • Applications
  • Trades
  • Reporting

Fund services

  • Investor liaison
  • Adviser liaison
  • Unit registry
  • Reporting
  • Fund accounting

Operations

  • Finance
  • IT infrastructure
  • HR
  • Office management

COMPLIANCE

Meeting stringent regulatory and reporting requirements is a challenge faced by investment managers. Advice is provided to us by specialist Melbourne-based Compliance & Risk Services, to ensure we appropriately develop, disclose and report on our products and services.

Compliance

  • Compliance plan
  • Disclosure documents
  • Technical advice
  • Training
  • Responsible entity services